financial regulation

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SEC Chair Gary Gensler and Sen. Elizabeth Warren
Finance

SEC moves to tighten insider trading rules—as C-suite execs sell shares in record numbers

By
December 16, 2021
SEC Chair Gary Gensler finally laid out what he has against SPACs
Newsletters

SEC Chair Gary Gensler finally laid out what he has against SPACs

By
December 10, 2021
Stablecoin
Finance

Top D.C. financial regulators release stablecoin report and urge Congress to pass legislation

By Declan Harty and Rey Mashayekhi
November 1, 2021
Biden plans to nominate a major critic of cryptocurrencies as a top Wall Street regulator
Tech

Biden plans to nominate a major critic of cryptocurrencies as a top Wall Street regulator

By Saleha Mohsin, Jesse Hamilton, Ben Bain and Bloomberg
September 23, 2021
SEC Chair Gary Gensler
Finance

With crypto concerns on the rise, SEC’s Gensler calls for help from Congress

By
September 14, 2021
SEC Chair Gary Gensler
Finance

SEC accelerates inquiry into gamification of trading on sites like Robinhood

By
August 27, 2021
Nasdaq CEO Adena Friedman
Finance

SEC approves Nasdaq’s new diversity requirements for public company boards

By
August 6, 2021
SEC Chair Gary Gensler
Finance

SEC files charges in first DeFi technology case

By
August 6, 2021
SEC Chair Gary Gensler slams crypto as the ‘Wild West’
The Coins

SEC Chair Gary Gensler slams crypto as the ‘Wild West’

By
August 3, 2021
SEC imposes new disclosure rules on Chinese companies seeking IPO
Finance

SEC imposes new disclosure rules on Chinese companies seeking IPO

By
July 30, 2021
Smoking chimney stack
Finance

SEC chair: public companies may soon need to disclose their carbon footprints

By Declan Harty and Katherine Dunn
July 28, 2021
As Robinhood prepares to IPO, regulators investigate employee meme stock trading
Finance

As Robinhood prepares to IPO, regulators investigate employee meme stock trading

By
July 28, 2021
Commentary-SEC Global Offices
Commentary

Why the SEC needs to expand its focus from the U.S. to the entire world

By Shiva Rajgopal and Sri Ramamoorti
June 14, 2021
Robinhood CEO isn’t licensed with Wall Street regulator FINRA
Finance

Robinhood CEO isn’t licensed with Wall Street regulator FINRA

By
February 4, 2021
What the unbanked need from the 2020 election
Politics

What the unbanked need from the 2020 election

By
September 30, 2020

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