Securities and Exchange Commission

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Manhattan Bridge during a storm
Finance

The next banking crisis could come from climate change

By
September 23, 2024
Gary Gensler, chairman of the US Securities and Exchange Commission (SEC), is seen at a panel speaking from a stage with a mic attached to his tie. He is mid-speech and gesturing with his hands. He wears a dark black suit with a light blue dress shirt and light red tie. In the foreground the host of the panel is blurred.
Finance

SEC finalizes overhaul of stock pricing and exchange fee structure

By Lydia Beyoud, Katherine Doherty and Bloomberg
September 18, 2024
The exterior of a Western Asset Management building is seen partially in sun.
Finance

Wamco loses Russell Bond Fund as fallout over star trader probe escalates

By Miles Weiss, Silla Brush and Bloomberg
September 13, 2024
SEC and FINRA make tZero second recipient of special crypto license following controversial Prometheum approval
Regulators

SEC and FINRA make tZero second recipient of special crypto license following controversial Prometheum approval

By
September 10, 2024
Barry Diller
Finance

Billionaire donors want Kamala Harris to get rid of the regulators they dislike most

By Saleha Mohsin, Todd Gillespie, Sonali Basak and Bloomberg
September 6, 2024
Maria Dickerson
Finance

California beauty queen accused of stealing millions from friends in Ponzi scheme

By
September 4, 2024
Warren Buffett with Bank of America CEO Brian Moynihan
Finance

Warren Buffett’s BofA stake is shrinking so much, it’s near a key threshold for regulators

By Katherine Doherty and Bloomberg
August 31, 2024
A decade of ‘I love you’ texts led to 2 execs’ firings. Now a bank wants to claw back millions in pay
Finance

A decade of ‘I love you’ texts led to 2 execs’ firings. Now a bank wants to claw back millions in pay

By
August 29, 2024
Wall Street’s AI darling Super Micro postponed earnings while under short-seller’s microscope
Finance

Wall Street’s AI darling Super Micro postponed earnings while under short-seller’s microscope

By
August 28, 2024
Arrest of Telegram CEO raises concerns over app’s leadership, investor cites ‘dictatorship’
Companies

Arrest of Telegram CEO raises concerns over app’s leadership, investor cites ‘dictatorship’

By Leo Schwartz and Jessica Mathews
August 28, 2024
PayPal partners with crypto platform Anchorage Digital to offer stablecoin rewards—despite murky legal rules
Companies

PayPal partners with crypto platform Anchorage Digital to offer stablecoin rewards—despite murky legal rules

By
August 22, 2024
Javier Aguilar
Finance

Former executive risks 40 years in prison after allegedly doling out cash bribes at hotels, airports, and in a parking lot

By Anthony Aarons and Bloomberg
August 22, 2024
Ken Leech
Finance

Star fund manager takes leave amid accusations of cherry picking

By Silla Brush and Bloomberg
August 21, 2024
Carl Icahn smiles as he sits in a chair on stage at a CNBC conference. He is dressed in a light shirt and blazer.
Finance

The SEC just fined billionaire Carl Icahn $500K—or 0.01% of his net wealth

By
August 19, 2024
Carl Icahn
Finance

Billionaire Carl Icahn and company fined $2 million over secret personal loans secured with company stock

By Michelle Chapman and The Associated Press
August 19, 2024

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