Securities Fraud

Two Workers at Filing Agent to SEC Edgar Get Insider Charges
Finance

Two Workers at Filing Agent to SEC Edgar Get Insider Charges

By Patricia Hurtado and Bloomberg
June 28, 2025
Paul Atkins, chairman of the US Securities and Exchange Commission (SEC), during a swearing-in ceremony in the Oval Office of the White House in Washington, DC, US, on Tuesday, April 22, 2025.
Finance

Don’t expect SEC enforcement to just disappear under new chairman Paul Atkins, warn 3 former general counsels 

By
April 28, 2025
Maria Dickerson
Finance

California beauty queen accused of stealing millions from friends in Ponzi scheme

By
September 4, 2024
Andrew Left smiling
Finance

Short-seller Andrew Left accused of illegal trades and bragging that it was like taking ‘candy from a baby’

By Tom Schoenberg and Bloomberg
July 26, 2024
Ozy Media founder Carlos Watson tells jury he never schemed to con backers with phony financial statistics and forged contracts
Finance

Ozy Media founder Carlos Watson tells jury he never schemed to con backers with phony financial statistics and forged contracts

By Jennifer Peltz and The Associated Press
July 2, 2024
A former tech CEO announced a fake offer to buy Getty Images in order to boost its stock price, authorities say
Tech

A former tech CEO announced a fake offer to buy Getty Images in order to boost its stock price, authorities say

By David Hamilton and The Associated Press
June 1, 2024
Nicole Argentieri
Finance

Two 39-year-old Estonian men are the alleged kingpins behind a massive half billion fraud targeting thousands of U.S. investors

By
May 31, 2024
Ted Pick
Finance

Finance watchdogs press Morgan Stanley on work with wealthy clients who have been flagged about money laundering

By Sridhar Natarajan and Bloomberg
April 12, 2024
Grant Witherspoon
Finance

How 4 minor league baseball players made $200,000 on Del Taco insider trading, complaint says: a night out drinking with a Jack in the Box analyst 

By
March 27, 2024
Ken Paxton
Politics

Defiant Texas AG will repay investors to resolve securities fraud charges—’There will never be a conviction in this case nor am I guilty’

By Juan Lozano, Jim Vertuno, Acacia Coronado and The Associated Press
March 26, 2024
Meme stock king Ryan Cohen is under investigation for Bed Bath & Beyond trades that netted him $60 million in 5 months
Finance

Meme stock king Ryan Cohen is under investigation for Bed Bath & Beyond trades that netted him $60 million in 5 months

By
September 8, 2023
Peter Coker Jr.
Finance

The man wanted for the $100 million New Jersey deli fraud is in a Bangkok jail after being arrested on an island resort in Thailand

By Tassanee Vejpongsa, Grant Peck and The Associated Press
January 20, 2023
Your Hometown Deli
Finance

How a hedge funder exposed a $100 million N.J. deli that just got charged with securities fraud: ‘The pastrami must be amazing’

By Chris Dolmetsch and Bloomberg
September 27, 2022
Coinbase under investigation after outburst against SEC
Companies

Coinbase under investigation after outburst against SEC

By
July 26, 2022
Coinbase insider trading case sparks tug-of-war between SEC and CFTC
The Coins

Coinbase insider trading case sparks tug-of-war between SEC and CFTC

By
July 22, 2022

Most Popular