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Securities and Exchange Commission

Page 34 of 57
FinanceRobinhood is being sued over the GameStop meltdown. Do investors have a case?
By Jeff John RobertsJanuary 28, 2021
FinanceRobinhood agrees to pay $65 million settlement following SEC claims about trading
By BloombergDecember 17, 2020
Government Shutdown Begins as Congress Divides on Spending
FinanceWho will Biden name as SEC chair? Here are insiders’ best guesses
By Jeff John RobertsNovember 27, 2020
FinanceCorporate whistleblowers can now collect more reward money
By Geoff ColvinNovember 21, 2020
FinanceBlack bankers push Biden administration to secure leadership roles for minorities
By Robert Schmidt and BloombergNovember 20, 2020
Photo of an executive whispering into a telephone
FinanceWant to find the next $10-billion-plus takeover target? Watch executive stock sales carefully
By Jeremy KahnAugust 12, 2020
FinanceSEC reportedly investigating Kodak’s government loan and stock spike following Trump deal
By Rey MashayekhiAugust 4, 2020
FinanceLobbyist Jack Abramoff charged in cryptocurrency case, U.S. says
By BloombergJune 25, 2020
FinanceHertz suspends $500M stock offering amid SEC review
By Rey MashayekhiJune 17, 2020
MEMX-Citi-Stock-Exchange
FinanceWhy Citi is the latest Wall Street giant to back the new MEMX stock exchange, launching this fall
By Rey MashayekhiJune 13, 2020
FinanceJustices likely to preserve SEC power to recoup fraud money
By The Associated PressMarch 3, 2020
TOPSHOT - Former Nissan Motor Chairman Carlos Ghosn arrives for a pre-trial hearing at the Tokyo District Court in Tokyo on June 24, 2019. - The former Nissan chief was bailed for a second time on April 25 and is now preparing for trial on four charges of financial misconduct ranging from concealing part of his salary, to using Nissan funds for personal expenses. (Photo by Kazuhiro NOGI / AFP) (Photo credit should read KAZUHIRO NOGI/AFP via Getty Images)
LeadershipNissan Is Facing Another $22 Million in Fines Over Carlos Ghosn’s Pay
By Takako Taniguchi and BloombergDecember 10, 2019
The U.S. Securities and Exchange Commission (SEC) seal.
NewslettersWhat Companies Can Learn From the U.S. Government’s Use of Artificial Intelligence
By Jonathan VanianNovember 5, 2019
SHANGHAI, CHINA - 2019/09/07: Pedestrians walk past an American sportswear manufacturer Under Armour store in Shanghai. (Photo by Alex Tai/SOPA Images/LightRocket via Getty Images)
FinanceUnder Armour Shares Are Plunging After Disclosure of U.S. Accounting Probe
By James Ludden, Eben Novy-Williams and BloombergNovember 4, 2019
Harry Markopolos-GE-Madoff
FinanceHow the Man Who Nailed Madoff Got GE Wrong
By Shawn TullyOctober 3, 2019
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